When you decide that you would like to initiate the financial planning process with us, kindly secure the documents listed in the letter following this introduction.  Our second request is that you complete the Confidential Questionnaire which is also available on the next page.  Please complete the confidential questionnaire PRIOR to our meeting.  When we meet for the first time, this no cost, no obligation consultation will give us the opportunity to begin to understand the people behind the numbers. 

If we are to serve you effectively as a financial planning firm, it will be important for us to familiarize ourselves with both your personal and financial situation.  Therefore, it is imperative that you complete the applicable sections of the enclosed Confidential Financial Planning Questionnaire PRIOR TO YOUR SCHEDULED APPOINTMENT.

 We will review this information with you, on a confidential basis, at the time of the appointment.  In an effort to be better prepared to discuss our concepts on financial planning and investment philosophy, it would be extremely helpful if you would bring in the following materials:

1)         Copy of income tax return for last year

2)         Copies of wills and trust agreement

3)         Copies of descriptions of employee savings, pensions, profit sharing and group insurance plans

4)         Copies of life insurance and annuity contracts and recent statements

5)         Information regarding the level of liability coverage on your automobile and homeowner’s policies

We are looking forward to visiting with you in our office.  If you have any questions prior to our meeting, please feel free to contact our office.

Click here to access the Risk Tolerance and Confidential Questionnaires

Securities offered through Securities America, Inc., a Registered Broker/Dealer, Member FINRA/SIPC, John Czajkowski, Registered Principal.  CA Insurance License #0B21151.  Advisory services offered through Securities America Advisors, Inc., an SEC Registered Investment Advisor, John Czajkowski, Financial Advisor.  Heritage Wealth Managers and Securities America companies are unaffiliated.  John B. Czajkowski is securities licensed in Alabama, Arizona, California, Colorado, Connecticut, Florida, Illinois, Indiana, Michigan, Minnesota, New York, Ohio, Oregon, Texas, Washington and Wisconsin and is insurance licensed in Arizona, California, Colorado, Florida, Illinois and Wisconsin.

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